ROC Mumbai Cleared ICICI Prudential IPO

Registrar Of Companies Cleared ICICI Prudential Life IPO

Final Status of   ROCMU/R/2017/50003

Applicant Name	SK Shrivastava
Date of receipt	13/01/2017
Request Filed With	Registrar of Companies, Mumbai
Text of Application	ICICI Prudential Life Insurance has filed Red Hearing prospectus with ROC mumbai/ any. Information required  RTI Question 1. Date Of RHP submitted to ROC 2. Number of Pages of RHP Submitted 3. Copy of approval letter by ROC to ICICI Prudential Life IPO
Request document (if any)
Status	REQUEST DISPOSED OF as on 03/02/2017
Date of Action	03/02/2017
Remarks	Reply :- as per query no 1 ) as per record maintained by STA Cell of this office, as per query no 1 date on which RHP submitted to ROC is 07.09.2016. As per query no 2) Number of pages of RHP submitted is 618. As per query no 3) Copy of approval letter is attached herewith.
Reply Document

Companies Act, 2013

32. Red herring prospectus.

1.     A company proposing to make an offer of securities may issue a red herring prospectus prior to the issue of a prospectus.

2.     A company proposing to issue a red herring prospectus under sub-section (1) shall file it with the Registrar at least three days prior to the opening of the subscription list and the offer.

3.     A red herring prospectus shall carry the same obligations as are applicable to a prospectus and any variation between the red herring prospectus and a prospectus shall be highlighted as variations in the prospectus.

4.     Upon the closing of the offer of securities under this section, the prospectus stating therein the total capital raised, whether by way of debt or share capital, and the closing price of the securities and any other details as are not included in the red herring prospectus shall be filed with the Registrar and the Securities and Exchange Board.

Explanation.—For the purposes of this section, the expression "red herring prospectus" means a prospectus which does not include complete particulars of the quantum or price of the securities included therein.