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SEBI Vigilance Asha Shetty Not Acting On Complaint Against SEBI Staff Corruption-RTI

शिकायत  दबा देती है  विजिलेंस 


A Complaint was registered to SEBI vigilance officer Ms Asha Shetty , GM about issuing observation without listening complaints of investors in ICICI Prudential Life IPO. The observation team issued observation and silently approved IPO without making objections in irregularities. Since Sept to January she did not called the complainant. When Complainant called her then she said she is in no need to call complainant. In ordinary complaint also officer call complainant and listen his grievances, but as vigilance officer she neglected the process. Complainant fears that In SEBI corrupt officers have silent permission from top guards. Top officials may also benefited from corruption. Due to this they bar citizens to enter in public premises without appointment.

Final Status of   SEBIH/R/2017/80003



Applicant NameSapan Shrivastava
Date of receipt06/01/2017
Request Filed WithSecurities and Exchange Board of India (SEBI), Head Office
Text of ApplicationSapan (SK)Shrivastava has registered complaint about irregularities in approval of ICICI Prudential life IPO without following due process of law by SEBI officials. The complaint was registered to Ashas of vigilance department of SEBI on 2 September 2016 by email. The Vigilance department has not called for statement to petitioner till date . The Matter is also filed as PIL at Bombay high Court.
RTI Question
1.Date wise action taken on Sapan Shrivastava Complaint about ICICI Prudential life IPO to SEBI Vigilance Department. With Copy of all documents .
2. Total number of complaints received by SEBI vigilance Dept , action taken, disposal number (2010-2016).year wise.
Request document (if any)
StatusREQUEST DISPOSED OF as on 20/01/2017
Date of Action20/01/2017
RemarksReply :- FIS
Reply Document

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